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Compliance Officer Jobs

14 matches | 1 - 14 displayed
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date  location  job detail
Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Jan 12,2019 USA-NY-New York City Chief Compliance Officer (Based in NY or Boston) - USA-NY-New York City
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Jan 12,2019 USA-MA-Boston Chief Compliance Officer (Based in NY or Boston) - USA-MA-Boston
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Aug 07,2018 USA-NY-New York City Chief Compliance Officer (Based in NY or Boston) - USA-NY-New York City
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Aug 07,2018 USA-MA-Boston Chief Compliance Officer (Based in NY or Boston) - USA-MA-Boston
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Jan 04,2019 USA-CA-San Francisco Compliance Officer
Please email me at [email protected] with your updated resume to be considered for the opportunity below.


Compliance Officer


The Company

A highly respected and well known private equity firm, founded in 2005 and headquartered in San Francisco, is seeking a Compliance Officer for th
Jan 04,2019 USA-TX-Houston Chief Compliance Officer
Role Summary:
An executive position leading the Company?s Legal Compliance function.  The Chief Compliance Officer will lead and direct compliance and identify and abate compliance risks including policy compliance, legal and regulatory risks, develop strategy, and implement relevant changes to rel
Jan 11,2019 USA-NY-New York City U.S. Compliance Officer | Financial Services | NYC
Our client, a financial services firm, is looking for a compliance\u00a0officer to help develop their central\/core compliance\u00a0program which will support all lines of business.This position will report to the Global Chief Compliance Officer and the Head of Regulatory Relations. Main Responsibi
Jan 13,2019 USA-NY-Brooklyn Compliance Officer (AML )
Brooklyn, NY
What you'll be doing
This position will be part of the firms AML investigation unit responsible for monitoring and investigations with respect to money laundering; securities fraud, regulatory rules and law violations and terrorist financing matters. The candidate will be expected to in
Jan 13,2019 USA-NJ-Raritan Healthcare Compliance Officer
Raritan, NJ
What you'll be doing
The incumbent will be responsible for the definition, development; improvement and management of effective health care compliance and government contract compliances system to ensure that business practice remain in compliance with all applicable regulation. The incu
Jan 17,2019 USA-NY-New York City Assistant General Counsel\/Compliance Officer
Datrose is seeking an Assitant General Counsel\/Compliance Officer for an excellent temporary assignment (W2 Only) opportunity in New York, NY! \n\nThis is an excellent opportunity for the right individual. If interested in exploring this great opportunity, please apply directly at www.datrose.com\/
Jan 19,2019 USA-AZ-Scottsdale Life and Annuity Compliance Officer
We are seeking a high-energy, self-starting individual who thrives in an entrepreneurial environment. Rapidly-growing and innovative financial services/independent distribution company focusing on the sale of annuities, life insurance and other financial products is looking for talented, energetic,
Jan 21,2019 USA-NY-Manhattan Compliance officer
Description
Job Description: The position is in Regulatory Support, a group within the Risk Office of Commercial Bank. The candidate will work on regulatory elearning assigned to the Commercial Bank.

RESPONSIBILITIES:
Be central contact for regulatory components of elearning program
Iden
Jan 21,2019 USA-NY-New York City Assistant General Counsel\/Compliance Officer
Datrose is seeking an Assitant General Counsel\/Compliance Officer for an excellent temporary assignment (W2 Only) opportunity in New York, NY! \n\nThis is an excellent opportunity for the right individual. If interested in exploring this great opportunity, please apply directly at www.datrose.com\/
14 matches | 1 - 14 displayed
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